Codexis, Inc.
CDXSHealthcare|Biotechnology|US
$1.08
+0.06 (+5.88%)
Tangible Book / Share
$0.33
Cash / Share
$0.60
Ownership Breakdown
75.2%
Float
109.5M
Shares Outstanding
82.3M
Float Shares
Major Holders (19)
Combined: 95.9%
Holders of 5%+ from their latest Schedule 13D/13G filing in the last two years. Percentages are as of each filing date.
| Holder | Type | % of Class | Shares | Filed | Filing |
|---|---|---|---|---|---|
| abrdn Inc. | IA, CO | 9.86% | 10,797,702 | Oct 30, 2026 | 13D/G |
| Aberdeen Group plc | Holding company | 9.86% | 10,797,702 | Oct 30, 2026 | 13D/G |
| Telemark Fund LP | Partnership | 7.30% | 7,846,411 | Jul 29, 2026 | 13D/G |
| Telemark Asset Management, LLC | IA, OO | 7.30% | 7,846,411 | Jul 29, 2026 | 13D/G |
| Colin S. McNay | Individual | 7.30% | 7,846,411 | Jul 29, 2026 | 13D/G |
| BlackRock, Inc. | Holding company | 7.20% | 5,979,480 | Apr 24, 2025 | 13D/G |
| Lytton Laurence W | Individual | 5.20% | 5,592,972 | Aug 13, 2026 | 13D/G |
| Integrated Core Strategies (US) LLC | Other | 5.20% | 4,734,627 | Apr 14, 2026 | 13D/G |
| Millennium Management LLC | Other | 5.20% | 4,734,627 | Apr 14, 2026 | 13D/G |
| Millennium Group Management LLC | Other | 5.20% | 4,734,627 | Apr 14, 2026 | 13D/G |
| Israel A. Englander | Individual | 5.20% | 4,734,627 | Apr 14, 2026 | 13D/G |
| Wilmot B. Harkey | Holding company | 4.26% | 2,967,808 | Nov 14, 2024 | 13D/G |
| Daniel Mack | Holding company | 4.26% | 2,967,808 | Nov 14, 2024 | 13D/G |
| Nantahala Capital Management, LLC | Investment adviser | 4.26% | 2,967,808 | Nov 14, 2024 | 13D/G |
| Opaleye Management Inc. | IA, CO | 2.37% | 2,590,000 | Nov 6, 2026 | 13D/G |
| Opaleye, L.P. | Partnership | 2.37% | 2,590,000 | Nov 6, 2026 | 13D/G |
| James Silverman | Individual | 2.37% | 2,590,000 | Nov 6, 2026 | 13D/G |
| Abigail P. Johnson | Individual | 0.60% | 584,367 | Nov 5, 2025 | 13D/G |
| FMR LLC | Holding company | 0.60% | 584,367 | Nov 5, 2025 | 13D/G |
Insider Trades (100)
Last 4 quarters: 4,126,000 acquired · 1,828,820 disposed
| Insider | Position | Date | Type | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Erbez Georgia | See Remarks | Oct 12, 2026 | SELL | 6,335 | $1.36 | $8.6K | Form 4 |
| MOORE ALISON | director, officer: President and CEO | Oct 12, 2026 | SELL | 6,335 | $1.36 | $8.6K | Form 4 |
| PARKER H STEWART | director | Jun 17, 2026 | AWARD | 66,350 | $2.48 | $164.5K | Form 4 |
| Collins Cynthia | director | Jun 17, 2026 | AWARD | 66,350 | $2.48 | $164.5K | Form 4 |
| Richards Christos | director | Jun 17, 2026 | AWARD | 66,350 | $2.48 | $164.5K | Form 4 |
| Smith David V | director | Jun 17, 2026 | AWARD | 66,350 | $2.48 | $164.5K | Form 4 |
| Singhvi Rahul | director | Jun 17, 2026 | AWARD | 66,350 | $2.48 | $164.5K | Form 4 |
| Martinborough Esther | director | Jun 17, 2026 | AWARD | 66,350 | $2.48 | $164.5K | Form 4 |
| DILLY STEPHEN GEORGE | director | Jun 17, 2026 | AWARD | 66,350 | $2.48 | $164.5K | Form 4 |
| De Vre Raymond | director | Jun 17, 2026 | AWARD | 66,350 | $2.48 | $164.5K | Form 4 |
| De Vre Raymond | director | Jun 11, 2026 | SELL | 2,605 | $2.37 | $6.2K | Form 4 |
| Lutz Stefan | Chief Scientific Officer | Feb 23, 2026 | AWARD | 316,100 | $1.07 | $338.2K | Form 4 |
| Lutz Stefan | Chief Scientific Officer | Feb 24, 2026 | SELL | 5,862 | $1.13 | $6.6K | Form 4 |
| MOORE ALISON | director, officer: President and CEO | Feb 23, 2026 | AWARD | 993,000 | $1.07 | $1.1M | Form 4 |
| Erbez Georgia | See Remarks | Feb 23, 2026 | AWARD | 316,100 | $1.07 | $338.2K | Form 4 |
| Lutz Stefan | Chief Scientific Officer | Feb 6, 2026 | SELL | 2,492 | $1.31 | $3.3K | Form 4 |
| Erbez Georgia | See Remarks | Feb 6, 2026 | SELL | 3,826 | $1.31 | $5.0K | Form 4 |
| MOORE ALISON | director, officer: President and CEO | Feb 6, 2026 | SELL | 3,826 | $1.31 | $5.0K | Form 4 |
| Lutz Stefan | CSO | Jan 7, 2026 | SELL | 4,685 | $1.70 | $7.9K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 26, 2025 | SELL | 148,318 | $1.74 | $258.3K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 7, 2025 | SELL | 296,682 | $1.70 | $503.4K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 26, 2025 | SELL | 148,318 | $1.74 | $258.3K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 28, 2025 | SELL | 105,000 | $1.75 | $183.8K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Dec 1, 2025 | SELL | 245,000 | $1.67 | $408.5K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 26, 2025 | SELL | 5,000 | $1.74 | $8.7K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 28, 2025 | SELL | 2,490 | $1.75 | $4.4K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Dec 1, 2025 | SELL | 8,533 | $1.67 | $14.2K | Form 4 |
| WOLF DENNIS P | director | Nov 21, 2025 | SELL | 8,952 | $1.56 | $14.0K | Form 4 |
| MOORE ALISON | President and CEO | Nov 13, 2025 | AWARD | 500,000 | $1.63 | $815.0K | Form 4 |
| MOORE ALISON | President and CEO | Nov 13, 2025 | AWARD | 85,000 | — | — | Form 4 |
| Lutz Stefan | CSO | Nov 7, 2025 | OTHER | 0 | — | — | Form 4 |
| Lutz Stefan | CSO | Nov 7, 2025 | OTHER | 209,400 | $3.05 | $638.7K | Form 4 |
| Lutz Stefan | CSO | Nov 7, 2025 | OTHER | 105,000 | $4.37 | $458.9K | Form 4 |
| Lutz Stefan | CSO | Nov 7, 2025 | OTHER | 16,006 | $26.16 | $418.7K | Form 4 |
| Lutz Stefan | CSO | Nov 7, 2025 | OTHER | 17,000 | $19.39 | $329.6K | Form 4 |
| Lutz Stefan | CSO | Nov 7, 2025 | OTHER | 112,500 | $5.44 | $612.0K | Form 4 |
| Lutz Stefan | CSO | Nov 7, 2025 | OTHER | 8,800 | $11.79 | $103.8K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 12, 2025 | SELL | 890,000 | $1.94 | $1.7M | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 12, 2025 | SELL | 165,000 | $1.96 | $323.7K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 12, 2025 | SELL | 27,459 | $1.94 | $53.2K | Form 4 |
| De Vre Raymond | director | Nov 11, 2025 | SELL | 1,413 | $1.74 | $2.5K | Form 4 |
| DILLY STEPHEN GEORGE | director | Nov 11, 2025 | AWARD | 50,000 | $1.85 | $92.4K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 7, 2025 | SELL | 296,682 | $1.70 | $503.4K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 10, 2025 | SELL | 205,000 | $1.73 | $355.6K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 11, 2025 | SELL | 535,000 | $1.80 | $962.7K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 7, 2025 | SELL | 10,000 | $1.70 | $17.0K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 10, 2025 | SELL | 3,318 | $1.73 | $5.8K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Nov 11, 2025 | SELL | 13,211 | $1.80 | $23.8K | Form 4 |
| MOORE ALISON | Chief Technical Officer | Oct 13, 2025 | SELL | 6,239 | $2.51 | $15.6K | Form 4 |
| Erbez Georgia | Chief Financial Officer | Oct 13, 2025 | SELL | 6,239 | $2.50 | $15.6K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Aug 4, 2025 | BUY | 780 | $2.83 | $2.2K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Jul 31, 2025 | BUY | 84,220 | $2.68 | $225.7K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Jul 30, 2025 | BUY | 1,578 | $2.79 | $4.4K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Jul 29, 2025 | BUY | 8,422 | $2.82 | $23.8K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Jul 18, 2025 | BUY | 100,000 | $2.82 | $282.0K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Jun 27, 2025 | BUY | 100,000 | $2.39 | $239.0K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Jun 16, 2025 | BUY | 50,898 | $2.24 | $114.0K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Jun 13, 2025 | BUY | 99,102 | $2.23 | $221.0K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Jun 12, 2025 | BUY | 100,000 | $2.25 | $225.0K | Form 4 |
| WOLF DENNIS P | director | Jun 10, 2025 | AWARD | 40,983 | — | — | Form 4 |
| Smith David V | director | Jun 10, 2025 | AWARD | 40,983 | — | — | Form 4 |
| Singhvi Rahul | director | Jun 10, 2025 | AWARD | 40,983 | — | — | Form 4 |
| Richards Christos | director | Jun 10, 2025 | AWARD | 40,983 | — | — | Form 4 |
| PARKER H STEWART | director | Jun 10, 2025 | AWARD | 40,983 | — | — | Form 4 |
| Martinborough Esther | director | Jun 10, 2025 | AWARD | 40,983 | — | — | Form 4 |
| De Vre Raymond | director | Jun 10, 2025 | AWARD | 40,983 | — | — | Form 4 |
| Collins Cynthia | director | Jun 10, 2025 | AWARD | 40,983 | — | — | Form 4 |
| Opaleye Management Inc. | 10 percent owner | May 28, 2025 | BUY | 5,000 | $2.36 | $11.8K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | May 23, 2025 | BUY | 2,320,000 | $2.36 | $5.5M | Form 4 |
| Opaleye Management Inc. | 10 percent owner | May 1, 2025 | BUY | 20,000 | $2.32 | $46.4K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Apr 30, 2025 | BUY | 25,000 | $2.31 | $57.7K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Apr 25, 2025 | BUY | 25,000 | $2.24 | $55.9K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Apr 17, 2025 | BUY | 45,000 | $2.09 | $94.2K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Apr 16, 2025 | BUY | 70,000 | $2.13 | $148.9K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Apr 15, 2025 | BUY | 25,000 | $2.23 | $55.7K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Apr 8, 2025 | BUY | 100,000 | $1.98 | $198.4K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Apr 3, 2025 | BUY | 75,000 | $2.30 | $172.7K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Apr 2, 2025 | BUY | 5,000 | $2.46 | $12.3K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Apr 1, 2025 | BUY | 35,000 | $2.48 | $86.8K | Form 4 |
| Collins Cynthia | director | Mar 28, 2025 | AWARD | 71,174 | — | — | Form 4 |
| Collins Cynthia | Mar 28, 2025 | OTHER | 0 | — | — | Form 4 | |
| Opaleye Management Inc. | 10 percent owner | Mar 21, 2025 | BUY | 92,923 | $2.54 | $236.3K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Mar 20, 2025 | BUY | 7.077 | $2.54 | $17.97 | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Mar 13, 2025 | BUY | 85,000 | $2.54 | $216.2K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Mar 6, 2025 | BUY | 100,000 | $2.61 | $261.4K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Mar 5, 2025 | BUY | 10,000 | $2.69 | $26.9K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Mar 4, 2025 | BUY | 55,000 | $2.64 | $145.4K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Mar 3, 2025 | BUY | 47,351 | $2.81 | $133.2K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Feb 28, 2025 | BUY | 147,649 | $2.99 | $441.2K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Feb 12, 2025 | BUY | 15,000 | $4.00 | $59.9K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Feb 11, 2025 | BUY | 12,500 | $4.11 | $51.4K | Form 4 |
| Opaleye Management Inc. | 10 percent owner | Feb 10, 2025 | BUY | 22,500 | $4.18 | $94.1K | Form 4 |
| Norrett Kevin | Chief Operating Officer | Feb 5, 2025 | AWARD | 26,875 | — | — | Form 4 |
| Norrett Kevin | Chief Operating Officer | Feb 5, 2025 | AWARD | 161,250 | $4.37 | $704.7K | Form 4 |
| MOORE ALISON | Chief Technical Officer | Feb 5, 2025 | AWARD | 26,875 | — | — | Form 4 |
| MOORE ALISON | Chief Technical Officer | Feb 5, 2025 | AWARD | 161,250 | $4.37 | $704.7K | Form 4 |
| Erbez Georgia | Chief Financial Officer | Feb 5, 2025 | AWARD | 161,250 | $4.37 | $704.7K | Form 4 |
| Erbez Georgia | Chief Financial Officer | Feb 5, 2025 | AWARD | 26,875 | — | — | Form 4 |
| DILLY STEPHEN GEORGE | director, officer: See Remarks | Feb 5, 2025 | AWARD | 88,750 | — | — | Form 4 |
| DILLY STEPHEN GEORGE | director, officer: See Remarks | Feb 5, 2025 | AWARD | 532,500 | $4.37 | $2.3M | Form 4 |
Congress & Senate Trades (1)
Lamar Seeligson SmithHouse · TX21Apr 6, 2018