Palvella Therapeutics, Inc.
PVLAHealthcare|Biotechnology|US
$175.92
+19.07 (+12.16%)
DCF Value
$4.71
Tangible Book / Share
$13.62
Cash / Share
$16.29
Ownership Breakdown
63.6%
Float
14.4M
Shares Outstanding
9.2M
Float Shares
Major Holders (40)
Combined: 204.3%
Holders of 5%+ from their latest Schedule 13D/13G filing in the last two years. Percentages are as of each filing date.
| Holder | Type | % of Class | Shares | Filed | Filing |
|---|---|---|---|---|---|
| Kaupinen Wes | Individual | 14.60% | 1,644,869 | Dec 20, 2024 | 13D/G |
| Christine L. Kaupinen | Individual | 13.90% | 1,562,818 | Dec 20, 2024 | 13D/G |
| BVF Inc. | Corporation | 9.99% | 1,168,117 | Dec 17, 2024 | 13D/G |
| BVF Partners L.P. | IA, PN | 9.99% | 1,168,117 | Dec 17, 2024 | 13D/G |
| Mark N. Lampert | Individual | 9.99% | 1,168,117 | Dec 17, 2024 | 13D/G |
| Jennison Associates LLC | Investment adviser | 7.70% | 1,101,652 | Oct 28, 2026 | 13D/G |
| Suvretta Capital Management, LLC | IA, OO | 7.40% | 822,400 | Nov 13, 2025 | 13D/G |
| Aaron Cowen | HC, IN | 7.40% | 822,400 | Nov 13, 2025 | 13D/G |
| Biotechnology Value Fund, L.P. | Partnership | 7.20% | 843,478 | Dec 17, 2024 | 13D/G |
| Christine L. Kaupinen 2019 Irrevocable Trust dated February 28, 2019 | Other | 6.90% | 781,409 | Dec 20, 2024 | 13D/G |
| Michael Christopher | Individual | 6.90% | 781,409 | Dec 20, 2024 | 13D/G |
| Wesley H. Kaupinen 2019 Irrevocable Trust dated February 28, 2019 | Other | 6.90% | 781,409 | Dec 20, 2024 | 13D/G |
| Prudential Financial Inc | Holding company | 6.70% | 962,374 | Aug 10, 2026 | 13D/G |
| Averill Master Fund, LTD. | Corporation | 6.50% | 714,463 | Nov 13, 2025 | 13D/G |
| Frazier Life Sciences Public Fund, L.P. | Partnership | 6.00% | 706,360 | Feb 13, 2026 | 13D/G |
| FHMLSP, L.P. | Partnership | 6.00% | 706,360 | Feb 13, 2026 | 13D/G |
| FHMLSP, L.L.C. | Other | 6.00% | 706,360 | Feb 13, 2026 | 13D/G |
| BlackRock, Inc. | Holding company | 5.70% | 812,953 | Jul 29, 2026 | 13D/G |
| Mathew P. Arens | Individual | 5.34% | 769,117 | Aug 14, 2026 | 13D/G |
| First Light Asset Management, LLC | Investment adviser | 5.34% | 769,117 | Aug 14, 2026 | 13D/G |
| BVF Partners L P/Il | IA, PN | 4.70% | 672,789 | Aug 14, 2026 | 13D/G |
| Lampert Mark N | Individual | 4.70% | 672,789 | Aug 14, 2026 | 13D/G |
| BVF Inc/Il | Corporation | 4.70% | 672,789 | Aug 14, 2026 | 13D/G |
| BVF GP Holdings LLC | Other | 4.30% | 618,359 | Aug 14, 2026 | 13D/G |
| Samsara BioCapital, L.P. | Partnership | 3.10% | 339,743 | Aug 14, 2025 | 13D/G |
| Samsara BioCapital GP, LLC | Other | 3.10% | 339,743 | Aug 14, 2025 | 13D/G |
| Srinivas Akkaraju | Individual | 3.10% | 339,743 | Aug 14, 2025 | 13D/G |
| Biotechnology Value Fund L P | Partnership | 2.50% | 352,699 | Aug 14, 2026 | 13D/G |
| BVF I GP LLC | Other | 2.50% | 352,699 | Aug 14, 2026 | 13D/G |
| Biotechnology Value Fund II, L.P. | Partnership | 2.50% | 282,223 | Dec 17, 2024 | 13D/G |
| Biotechnology Value Fund II LP | Partnership | 1.90% | 265,660 | Aug 14, 2026 | 13D/G |
| BVF II GP LLC | Other | 1.90% | 265,660 | Aug 14, 2026 | 13D/G |
| FHMLSP Overage, L.L.C. | Other | 1.50% | 160,856 | Aug 14, 2025 | 13D/G |
| FHMLSP Overage, L.P. | Partnership | 1.50% | 160,856 | Aug 14, 2025 | 13D/G |
| Frazier Life Sciences Public Overage Fund, L.P. | Partnership | 1.50% | 160,856 | Aug 14, 2025 | 13D/G |
| Dellora Investments LP | IA, HC | 1.30% | 141,079 | Dec 17, 2024 | 13D/G |
| Kevin Pyun | HC, IN | 1.30% | 141,079 | Dec 17, 2024 | 13D/G |
| Dellora Investments Master Fund LP | Partnership | 1.10% | 123,034 | Dec 17, 2024 | 13D/G |
| BVF Partners OS Ltd. | Corporation | 0.30% | 44,510 | Aug 14, 2026 | 13D/G |
| Biotechnology Value Trading Fund OS LP | Partnership | 0.30% | 44,510 | Aug 14, 2026 | 13D/G |
Insider Trades (100)
Last 4 quarters: 401,706 acquired · 142,688 disposed
| Insider | Position | Date | Type | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Goin Kathleen | Chief Operating Officer | Oct 21, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Oct 21, 2026 | SELL | 2,043 | $123.62 | $252.6K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Oct 21, 2026 | OPTION EX. | 2,165 | $7.14 | $15.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Oct 21, 2026 | SELL | 1,663 | $125.16 | $208.1K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Oct 21, 2026 | OPTION EX. | 2,165 | $7.14 | $15.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Oct 21, 2026 | SELL | 607 | $126.19 | $76.6K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Oct 21, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| JENKINS GEORGE M | director | Oct 12, 2026 | SELL | 5,095 | $132.62 | $675.7K | Form 4 |
| JENKINS GEORGE M | director | Oct 12, 2026 | SELL | 2,458 | $133.25 | $327.5K | Form 4 |
| JENKINS GEORGE M | director | Oct 12, 2026 | SELL | 3,335 | $134.21 | $447.6K | Form 4 |
| JENKINS GEORGE M | director | Oct 12, 2026 | SELL | 1,447 | $135.50 | $196.1K | Form 4 |
| JENKINS GEORGE M | director | Oct 12, 2026 | SELL | 817 | $136.44 | $111.5K | Form 4 |
| JENKINS GEORGE M | director | Oct 13, 2026 | SELL | 2,004 | $128.52 | $257.6K | Form 4 |
| JENKINS GEORGE M | director | Oct 13, 2026 | SELL | 1,644 | $129.23 | $212.5K | Form 4 |
| JENKINS GEORGE M | director | Oct 13, 2026 | SELL | 990 | $130.48 | $129.2K | Form 4 |
| JENKINS GEORGE M | director | Oct 13, 2026 | SELL | 1,035 | $131.49 | $136.1K | Form 4 |
| JENKINS GEORGE M | director | Oct 13, 2026 | SELL | 579 | $132.40 | $76.7K | Form 4 |
| JENKINS GEORGE M | director | Oct 13, 2026 | SELL | 922 | $133.72 | $123.3K | Form 4 |
| JENKINS GEORGE M | director | Oct 14, 2026 | SELL | 476 | $121.14 | $57.7K | Form 4 |
| JENKINS GEORGE M | director | Oct 14, 2026 | SELL | 2,072 | $122.62 | $254.1K | Form 4 |
| JENKINS GEORGE M | director | Oct 14, 2026 | SELL | 2,604 | $123.29 | $321.0K | Form 4 |
| JENKINS GEORGE M | director | Oct 14, 2026 | SELL | 920 | $124.37 | $114.4K | Form 4 |
| JENKINS GEORGE M | director | Oct 14, 2026 | SELL | 597 | $125.33 | $74.8K | Form 4 |
| JENKINS GEORGE M | director | Oct 14, 2026 | SELL | 505 | $126.55 | $63.9K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Sep 16, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Sep 16, 2026 | SELL | 1,659 | $151.16 | $250.8K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Sep 16, 2026 | OPTION EX. | 2,154 | $7.14 | $15.4K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Sep 16, 2026 | OPTION EX. | 2,154 | $7.14 | $15.4K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Sep 16, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Sep 16, 2026 | SELL | 989 | $152.36 | $150.7K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Sep 16, 2026 | SELL | 1,654 | $153.24 | $253.5K | Form 4 |
| JENKINS GEORGE M | director | Sep 11, 2026 | SELL | 6,520 | $150.62 | $982.0K | Form 4 |
| JENKINS GEORGE M | director | Sep 11, 2026 | SELL | 4,577 | $151.72 | $694.4K | Form 4 |
| JENKINS GEORGE M | director | Sep 11, 2026 | SELL | 1,274 | $153.06 | $195.0K | Form 4 |
| JENKINS GEORGE M | director | Sep 14, 2026 | SELL | 5,632 | $151.46 | $853.0K | Form 4 |
| JENKINS GEORGE M | director | Sep 14, 2026 | SELL | 6,160 | $152.12 | $937.0K | Form 4 |
| JENKINS GEORGE M | director | Sep 14, 2026 | SELL | 1,560 | $153.10 | $238.8K | Form 4 |
| JENKINS GEORGE M | director | Sep 15, 2026 | SELL | 954 | $149.38 | $142.5K | Form 4 |
| JENKINS GEORGE M | director | Sep 15, 2026 | SELL | 263 | $150.40 | $39.6K | Form 4 |
| JENKINS GEORGE M | director | Sep 15, 2026 | SELL | 560 | $151.33 | $84.7K | Form 4 |
| KIRITSY CHRISTOPHER P | director | Sep 2, 2026 | OPTION EX. | 313 | $127.20 | $39.8K | Form 4 |
| KIRITSY CHRISTOPHER P | director | Sep 2, 2026 | SELL | 313 | $157.00 | $49.1K | Form 4 |
| KIRITSY CHRISTOPHER P | director | Sep 2, 2026 | OPTION EX. | 313 | $127.20 | $39.8K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Aug 19, 2026 | OPTION EX. | 2,154 | $7.14 | $15.4K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Aug 19, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Aug 19, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Aug 19, 2026 | SELL | 1,500 | $151.39 | $227.1K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Aug 19, 2026 | OPTION EX. | 2,154 | $7.14 | $15.4K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Aug 19, 2026 | SELL | 1,998 | $151.80 | $303.3K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Aug 19, 2026 | SELL | 400 | $153.00 | $61.2K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Aug 19, 2026 | SELL | 102 | $155.59 | $15.9K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Aug 19, 2026 | SELL | 302 | $156.77 | $47.3K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jul 15, 2026 | OPTION EX. | 2,154 | $7.14 | $15.4K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jul 15, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jul 15, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jul 15, 2026 | SELL | 522 | $147.14 | $76.8K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jul 15, 2026 | SELL | 840 | $148.40 | $124.7K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jul 15, 2026 | OPTION EX. | 2,154 | $7.14 | $15.4K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jul 15, 2026 | SELL | 1,029 | $149.27 | $153.6K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jul 15, 2026 | SELL | 1,911 | $150.25 | $287.1K | Form 4 |
| Pauls Matthew | director | Jun 29, 2026 | AWARD | 6,000 | $154.84 | $929.0K | Form 4 |
| Pauls Matthew | director: | Jun 29, 2026 | OTHER | 0 | — | — | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jun 17, 2026 | OPTION EX. | 2,154 | $7.14 | $15.4K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jun 17, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jun 17, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jun 17, 2026 | OPTION EX. | 2,154 | $7.14 | $15.4K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jun 17, 2026 | SELL | 2,390 | $110.26 | $263.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jun 17, 2026 | SELL | 1,887 | $111.31 | $210.0K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Jun 17, 2026 | SELL | 25 | $112.23 | $2.8K | Form 4 |
| Korenberg Matthew E | CFO, Treasurer | Jun 12, 2026 | OPTION EX. | 1,000 | $13.60 | $13.6K | Form 4 |
| Korenberg Matthew E | CFO, Treasurer | Jun 12, 2026 | OPTION EX. | 1,000 | $13.60 | $13.6K | Form 4 |
| KIRITSY CHRISTOPHER P | director | Jun 10, 2026 | AWARD | 3,000 | $102.19 | $306.6K | Form 4 |
| JENKINS GEORGE M | director | Jun 10, 2026 | AWARD | 3,000 | $102.19 | $306.6K | Form 4 |
| HERON ELAINE J | director | Jun 10, 2026 | AWARD | 3,000 | $102.19 | $306.6K | Form 4 |
| Doux John | director | Jun 10, 2026 | AWARD | 3,000 | $102.19 | $306.6K | Form 4 |
| Davis Todd C | director | Jun 10, 2026 | AWARD | 3,000 | $102.19 | $306.6K | Form 4 |
| Wessel Tadd S. | director | Jun 10, 2026 | AWARD | 3,000 | $102.19 | $306.6K | Form 4 |
| Goin Kathleen | Chief Operating Officer | May 20, 2026 | OPTION EX. | 2,154 | $7.14 | $15.4K | Form 4 |
| Goin Kathleen | Chief Operating Officer | May 20, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | May 20, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | May 20, 2026 | OPTION EX. | 2,154 | $7.14 | $15.4K | Form 4 |
| Goin Kathleen | Chief Operating Officer | May 20, 2026 | SELL | 3,363 | $110.35 | $371.1K | Form 4 |
| Goin Kathleen | Chief Operating Officer | May 20, 2026 | SELL | 891 | $111.30 | $99.2K | Form 4 |
| Goin Kathleen | Chief Operating Officer | May 20, 2026 | SELL | 48 | $111.89 | $5.4K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Apr 15, 2026 | OPTION EX. | 2,154 | $7.14 | $15.4K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Apr 15, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Apr 15, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Apr 15, 2026 | SELL | 1,502 | $125.96 | $189.2K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Apr 15, 2026 | OPTION EX. | 2,154 | $7.14 | $15.4K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Apr 15, 2026 | SELL | 1,500 | $127.13 | $190.7K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Apr 15, 2026 | SELL | 561 | $128.23 | $71.9K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Apr 15, 2026 | SELL | 639 | $129.17 | $82.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Apr 15, 2026 | SELL | 100 | $130.33 | $13.0K | Form 4 |
| Doux John | director | Apr 13, 2026 | AWARD | 6,000 | $129.00 | $774.0K | Form 4 |
| Doux John | director | Apr 13, 2026 | OTHER | 10,364 | $7.14 | $74.0K | Form 4 |
| JENKINS GEORGE M | director | Mar 30, 2026 | BUY | 445 | $112.30 | $50.0K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Mar 18, 2026 | OPTION EX. | 2,154 | $7.14 | $15.4K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Mar 18, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Mar 18, 2026 | OPTION EX. | 2,148 | $9.08 | $19.5K | Form 4 |
| Goin Kathleen | Chief Operating Officer | Mar 18, 2026 | OPTION EX. | 2,154 | $7.14 | $15.4K | Form 4 |