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Serina Therapeutics, Inc.

SER
Healthcare|Biotechnology|US
$1.38
-0.27 (-16.36%)
DCF Value
$0.10
Tangible Book / Share
$1.14
Cash / Share
$1.41

Ownership Breakdown

13.3%
Float
15.0M
Shares Outstanding
2.0M
Float Shares

Major Holders (4)

Combined: 14.2%

Holders of 5%+ from their latest Schedule 13D/13G filing in the last two years. Percentages are as of each filing date.

HolderType% of ClassSharesFiledFiling
Sio Capital Management, LLCInvestment adviser7.87%2,000,000Nov 3, 202613D/G
Broadwood Partners, L.P.Partnership2.10%187,481Nov 14, 202413D/G
Broadwood Capital, Inc.IA, CO2.10%187,481Nov 14, 202413D/G
Neal C. BradsherHC, IN2.10%187,871Nov 14, 202413D/G

Insider Trades (100)

Last 4 quarters: 13,559,785 acquired · 1,166,725 disposed
InsiderPositionDateTypeSharesPriceValueFiling
Simon FarrelldirectorJul 22, 2026AWARD30,500$2.17$66.2KForm 4
Simon Farrelldirector: Jul 22, 2026OTHER0——Form 4
Brannan Stephen K.directorJul 7, 2026BUY1,000$2.03$2.0KForm 4
Venkatesan JaydirectorJun 17, 2026CONVERSION224,152$2.25$504.3KForm 4
Venkatesan JaydirectorJun 17, 2026AWARD15,250$1.98$30.2KForm 4
Venkatesan JaydirectorMay 22, 2026BUY589$1.78$1.0KForm 4
Venkatesan JaydirectorJun 17, 2026CONVERSION96,525$5.18$500.0KForm 4
Bailey GregorydirectorJun 17, 2026CONVERSION6,666,667$2.25$15.0MForm 4
Bailey GregorydirectorJun 17, 2026AWARD3,333,333$5.00$16.7MForm 4
Bailey GregorydirectorJun 17, 2026CONVERSION1,770,805$2.25$4.0MForm 4
Bailey GregorydirectorJun 17, 2026AWARD15,250$1.98$30.2KForm 4
Bailey GregorydirectorJun 17, 2026CONVERSION762,548$5.18$3.9MForm 4
Brannan Stephen K.directorJun 17, 2026AWARD15,250$1.98$30.2KForm 4
WILSON KAREN JdirectorJun 17, 2026AWARD15,250$1.98$30.2KForm 4
Marshall Richard PeterdirectorJun 17, 2026AWARD15,250$1.98$30.2KForm 4
WILSON KAREN JdirectorJun 12, 2026BUY5,000$1.77$8.8KForm 4
WILSON KAREN JdirectorJun 11, 2026BUY5,100$1.75$8.9KForm 4
LEDGER STEVEN Adirector, officer: Chief Executive OfficerMay 26, 2026AWARD10,100$1.93$19.5KForm 4
Tenjarla SriniSVP, CMC & FormulationMay 21, 2026AWARD85,558$1.89$161.7KForm 4
LEDGER STEVEN Adirector, officer: Chief Executive OfficerMay 21, 2026AWARD380,825$1.89$719.8KForm 4
CURHAN GREGORY SChief Financial OfficerMay 21, 2026AWARD123,019$1.89$232.5KForm 4
Moreadith RandallChief Scientific OfficerMay 21, 2026AWARD85,558$1.89$161.7KForm 4
WILSON KAREN JdirectorMay 22, 2026BUY10,000$1.93$19.3KForm 4
WILSON KAREN JdirectorMay 21, 2026BUY10,000$1.77$17.7KForm 4
Marshall Richard PeterdirectorMay 19, 2026BUY12,183$1.65$20.1KForm 4
Bailey GregorydirectorMar 31, 2026AWARD59,667$1.94$115.8KForm 4
Venkatesan JaydirectorMar 31, 2026AWARD7,553$1.94$14.7KForm 4
Moreadith RandallChief Scientific OfficerMar 23, 2026OPTION EX.6,500$0.06$390.00Form 4
Moreadith RandallChief Scientific OfficerMar 23, 2026OPTION EX.6,500$0.06$390.00Form 4
Moreadith RandallChief Scientific OfficerMar 23, 2026SELL6,500$2.86$18.6KForm 4
Moreadith RandallChief Scientific OfficerMar 19, 2026OPTION EX.39,000$0.06$2.3KForm 4
Moreadith RandallChief Scientific OfficerMar 19, 2026OPTION EX.39,000$0.06$2.3KForm 4
Moreadith RandallChief Scientific OfficerMar 19, 2026SELL39,000$2.50$97.5KForm 4
Moreadith RandallChief Scientific OfficerFeb 3, 2026AWARD69,000$2.76$190.4KForm 4
Tenjarla SriniSVP, CMC & FormulationFeb 3, 2026AWARD69,000$2.76$190.4KForm 4
GILL SIMBAdirectorFeb 3, 2026AWARD92,000$2.76$253.9KForm 4
LEDGER STEVEN Adirector, officer: Chief Executive OfficerFeb 3, 2026AWARD230,100$2.76$635.1KForm 4
Moreadith RandallChief Scientific OfficerFeb 2, 2026OPTION EX.6,500$0.06$390.00Form 4
Moreadith RandallChief Scientific OfficerFeb 2, 2026OPTION EX.6,500$0.06$390.00Form 4
Moreadith RandallChief Scientific OfficerFeb 2, 2026SELL6,500$3.03$19.7KForm 4
Moreadith RandallChief Scientific OfficerJan 28, 2026OPTION EX.6,500$0.06$390.00Form 4
Moreadith RandallChief Scientific OfficerJan 28, 2026OPTION EX.6,500$0.06$390.00Form 4
Moreadith RandallChief Scientific OfficerJan 28, 2026SELL6,500$3.57$23.2KForm 4
Moreadith RandallChief Scientific OfficerJan 22, 2026OPTION EX.2,500$0.06$150.00Form 4
Moreadith RandallChief Scientific OfficerJan 22, 2026OPTION EX.2,500$0.06$150.00Form 4
Moreadith RandallChief Scientific OfficerJan 22, 2026SELL2,500$2.95$7.4KForm 4
Moreadith RandallChief Scientific OfficerJan 20, 2026OPTION EX.2,000$0.06$120.00Form 4
Moreadith RandallChief Scientific OfficerJan 21, 2026OPTION EX.2,000$0.06$120.00Form 4
Moreadith RandallChief Scientific OfficerJan 21, 2026OPTION EX.2,000$0.06$120.00Form 4
Moreadith RandallChief Scientific OfficerJan 20, 2026SELL2,000$3.07$6.1KForm 4
Moreadith RandallChief Scientific OfficerJan 21, 2026SELL2,000$3.00$6.0KForm 4
Moreadith RandallChief Scientific OfficerJan 13, 2026OPTION EX.5,416$0.06$324.96Form 4
Moreadith RandallChief Scientific OfficerJan 14, 2026OPTION EX.1,084$0.06$65.04Form 4
Moreadith RandallChief Scientific OfficerJan 13, 2026OPTION EX.5,416$0.06$324.96Form 4
Moreadith RandallChief Scientific OfficerJan 14, 2026OPTION EX.1,084$0.06$65.04Form 4
Moreadith RandallChief Scientific OfficerJan 13, 2026SELL5,416$2.50$13.5KForm 4
Moreadith RandallChief Scientific OfficerJan 14, 2026SELL1,084$2.50$2.7KForm 4
Moreadith RandallChief Scientific OfficerJan 8, 2026OPTION EX.13,000$0.06$780.00Form 4
Moreadith RandallChief Scientific OfficerJan 8, 2026OPTION EX.13,000$0.06$780.00Form 4
Moreadith RandallChief Scientific OfficerJan 8, 2026SELL13,000$2.69$35.0KForm 4
Moreadith RandallChief Scientific OfficerDec 23, 2025OPTION EX.4,100$0.06$246.00Form 4
Moreadith RandallChief Scientific OfficerDec 23, 2025OPTION EX.4,100$0.06$246.00Form 4
Moreadith RandallChief Scientific OfficerDec 23, 2025SELL4,100$2.60$10.7KForm 4
Moreadith RandallChief Scientific OfficerDec 22, 2025OPTION EX.5,673$0.06$340.38Form 4
Moreadith RandallChief Scientific OfficerDec 22, 2025OPTION EX.5,673$0.06$340.38Form 4
Moreadith RandallChief Scientific OfficerDec 22, 2025SELL5,673$2.67$15.2KForm 4
Moreadith RandallChief Scientific OfficerDec 16, 2025OPTION EX.3,227$0.06$193.62Form 4
Moreadith RandallChief Scientific OfficerDec 16, 2025OPTION EX.3,227$0.06$193.62Form 4
Moreadith RandallChief Scientific OfficerDec 16, 2025SELL3,227$2.96$9.6KForm 4
Moreadith RandallChief Scientific OfficerDec 12, 2025OPTION EX.1,700$0.06$102.00Form 4
Moreadith RandallChief Scientific OfficerDec 12, 2025OPTION EX.1,700$0.06$102.00Form 4
Moreadith RandallChief Scientific OfficerDec 12, 2025SELL1,700$3.26$5.5KForm 4
Moreadith RandallChief Scientific OfficerDec 11, 2025OPTION EX.3,555$0.06$213.30Form 4
Moreadith RandallChief Scientific OfficerDec 11, 2025OPTION EX.3,555$0.06$213.30Form 4
Moreadith RandallChief Scientific OfficerDec 11, 2025SELL3,555$3.24$11.5KForm 4
Moreadith RandallChief Scientific OfficerDec 9, 2025OPTION EX.600$0.06$36.00Form 4
Moreadith RandallChief Scientific OfficerDec 10, 2025OPTION EX.645$0.06$38.70Form 4
Moreadith RandallChief Scientific OfficerDec 10, 2025AWARD645$0.06$38.70Form 4
Moreadith RandallChief Scientific OfficerDec 9, 2025OPTION EX.600$0.06$36.00Form 4
Moreadith RandallChief Scientific OfficerDec 9, 2025SELL600$3.31$2.0KForm 4
Moreadith RandallChief Scientific OfficerDec 10, 2025SELL645$3.35$2.2KForm 4
Moreadith RandallChief Scientific OfficerDec 2, 2025OPTION EX.1,500$0.06$90.00Form 4
Moreadith RandallChief Scientific OfficerDec 3, 2025OPTION EX.5,000$0.06$300.00Form 4
Moreadith RandallChief Scientific OfficerDec 3, 2025OPTION EX.5,000$0.06$300.00Form 4
Moreadith RandallChief Scientific OfficerDec 2, 2025OPTION EX.1,500$0.06$90.00Form 4
Moreadith RandallChief Scientific OfficerDec 2, 2025SELL1,500$3.91$5.9KForm 4
Moreadith RandallChief Scientific OfficerDec 3, 2025SELL5,000$3.52$17.6KForm 4
Moreadith RandallChief Scientific OfficerNov 25, 2025OPTION EX.5,965$0.06$357.90Form 4
Moreadith RandallChief Scientific OfficerNov 25, 2025OPTION EX.5,965$0.06$357.90Form 4
Moreadith RandallChief Scientific OfficerNov 25, 2025SELL5,965$3.90$23.3KForm 4
Moreadith RandallChief Scientific OfficerNov 24, 2025OPTION EX.535$0.06$32.10Form 4
Moreadith RandallChief Scientific OfficerNov 24, 2025OPTION EX.535$0.06$32.10Form 4
Moreadith RandallChief Scientific OfficerNov 24, 2025SELL535$3.94$2.1KForm 4
Moreadith RandallChief Scientific OfficerNov 18, 2025OPTION EX.6,500$0.06$390.00Form 4
Moreadith RandallChief Scientific OfficerNov 18, 2025OPTION EX.6,500$0.06$390.00Form 4
Moreadith RandallChief Scientific OfficerNov 18, 2025SELL6,500$3.75$24.4KForm 4
Moreadith RandallChief Scientific OfficerNov 10, 2025OPTION EX.6,500$0.06$390.00Form 4
Moreadith RandallChief Scientific OfficerNov 10, 2025OPTION EX.6,500$0.06$390.00Form 4
Moreadith RandallChief Scientific OfficerNov 10, 2025SELL6,500$4.10$26.6KForm 4
Brannan Stephen K.directorNov 7, 2025AWARD10,000$3.91$39.1KForm 4